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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pollock is a financial advisor with D.a. Davidson & Co. David has over 39 years of experience in the financial services industry. David has a strong track record of providing personalized financial advice to individuals, families, and businesses. David has a wide range of experience in investment management, retirement planning, and estate planning. David is committed to helping clients achieve their financial goals. David is also a Registered Representative of D.a. Davidson & Co., and holds Series 7, 8, 9, 10, 31, 63 and 65 licenses. David specializes in helping clients with investment planning, retirement planning, and estate planning. David is committed to providing clients with personalized financial advice and excellent customer service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
03/09/2006 - Present
D.a. Davidson & Co. (BEND OR)
WA
03/01/2001 - 03/16/2006
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
MN
07/17/2001 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MO
12/22/1983 - 03/09/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 02/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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