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David Leo Gokie

THE Leaders Group, Inc.

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About David Leo Gokie

David Leo Gokie is a financial advisor based in LITTLETON, CO. David has been in the financial services industry since March 6, 2015. David is currently registered with The Leaders Group, Inc. and is licensed in Nebraska. David has previously worked at Pacific Select Distributors, LLC and Waddell & Reed.

Firm Information

David Gokie is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gokie’s Registration & Firm History

CO

06/21/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NE

06/21/2016 - 07/15/2021

PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)

NE

03/19/2013 - 06/07/2016

WADDELL & REED (LINCOLN NE)

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Licenses & Designations

BOTH

Issued 05/09/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Leo Gokie.
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