Unclaimed
David Leo Gokie is a financial advisor based in LITTLETON, CO. David has been in the financial services industry since March 6, 2015. David is currently registered with The Leaders Group, Inc. and is licensed in Nebraska. David has previously worked at Pacific Select Distributors, LLC and Waddell & Reed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/21/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NE
06/21/2016 - 07/15/2021
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
NE
03/19/2013 - 06/07/2016
WADDELL & REED (LINCOLN NE)
BOTH
Issued 05/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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