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David Leo Duggan

Brokers International Financial Services, LLC

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About David Leo Duggan

David Duggan is an investment advisor representative for Brokers International Financial Services, LLC. David is registered with the state of Iowa. David has been in the industry for over 20 years. David has experience in several areas of financial planning including: portfolio management, insurance, and tax preparation. David has been with Brokers International Financial Services, LLC since 2017. Prior to that, David worked with Broker Dealer Financial Services Corp. and Packerland Brokerage Services, Inc.

Firm Information

David Duggan is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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David Duggan’s Registration & Firm History

IA

10/19/2017 - Present

Brokers International Financial Services, LLC (Altoona IA)

IA

10/19/2017 - 03/19/2024

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Altoona IA)

IA

01/09/2014 - 01/18/2017

BROKER DEALER FINANCIAL SERVICES CORP. (ALTOONA IA)

IA

01/03/2011 - 12/31/2013

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (ALTOONA IA)

IA

01/03/2008 - 01/03/2011

BROKER DEALER FINANCIAL SERVICES CORP. (ALTOONA IA)

IA

04/19/2006 - 12/31/2007

PACKERLAND BROKERAGE SERVICES, INC. (ALTOONA IA)

IA

10/13/2005 - 04/17/2006

VSR FINANCIAL SERVICES, INC. (WEST DES MOINES IA)

MN

10/07/2004 - 01/10/2005

FINTEGRA, LLC (MINNEAPOLIS MN)

CT

01/01/2004 - 06/09/2004

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

IA

11/28/2001 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

IA

05/01/1996 - 09/09/1997

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 02/21/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Leo Duggan.
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