Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gillette is a financial advisor with over 30 years of experience in the industry. David is currently registered with Fidelity Personal And Workplace Advisors. David holds Series 4, 7, 8, 9, 10, 63, 65, and 66 licenses, and is registered in all 50 states. David's prior experience includes working with Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc. David's areas of expertise include financial planning, portfolio management, and selection of other advisors. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/15/2018 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
MI
10/05/2009 - 10/09/2018
AMERIPRISE FINANCIAL SERVICES, INC. (SAGINAW MI)
MI
02/20/1987 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SAGINAW MI)
NA
02/28/1986 - 02/27/1987
FIRST OF MICHIGAN CORPORATION
NA
12/17/1985 - 03/04/1986
FIRST INTERNATIONAL INVESTMENT CORPORATION
BOTH
Issued 8/3/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/8/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/1993
Series 4 - Registered Options Principal Examination
BC
Issued 7/12/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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