Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Best is an investment advisor representative, with over 26 years of experience in the industry. David currently works at Wells Fargo Clearing Services, LLC. David has been registered as a representative of this firm since June 21, 2002. Before joining Wells Fargo Clearing Services, LLC, David was a representative of Wachovia Securities, Inc. David has a wide range of experience and expertise in the financial services industry. David is passionate about helping clients achieve their financial goals. David has achieved a Series 63, Series 65, Series 7, Series 9, Series 10 and SIE license and has passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. David is registered in multiple states and has many years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/21/2002 - Present
Wells Fargo Clearing Services, LLC (SHELBY NC)
NC
11/27/1996 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 01/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Best is the right advisor for you? Invested Better is here to help.
