Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lemoyne Barnes is a financial advisor with over 30 years of experience in the industry. David is currently registered with Osaic Wealth, Inc. and has been with the firm since June 2024. David is also registered with the following state regulators: Arkansas, Connecticut, Florida, Idaho, Illinois, Louisiana, Mississippi, Missouri, New Jersey, North Carolina, Ohio, Oklahoma, Oregon, South Carolina, Texas, Virginia, and Washington. David specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2024 - Present
Osaic Wealth, Inc. (GRAPEVINE TX)
TX
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (GRAPEVINE TX)
TX
01/22/2019 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Irving TX)
TX
10/31/2013 - 02/13/2019
LPL FINANCIAL LLC (IRVING TX)
TX
03/05/2010 - 10/31/2013
SECURITIES SERVICE NETWORK, INC. (IRVING TX)
TX
10/31/2005 - 03/08/2010
SAGEPOINT FINANCIAL, INC. (IRVING TX)
AZ
07/06/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
FL
05/04/2004 - 06/30/2004
OMEGA RESEARCH CORPORATION (PLANTATION FL)
FL
01/19/2001 - 06/30/2004
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
09/19/1997 - 01/19/2001
DIRECT XCHANGE SECURITIES, INC. (PLANTATION FL)
TX
05/03/1989 - 04/07/1997
DOMINION CAPITAL CORPORATION (DALLAS TX)
NA
05/14/1988 - 08/31/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
07/12/1984 - 04/26/1988
DEAN WITTER REYNOLDS INC.
NA
02/28/1984 - 06/19/1984
ANDERSON, BRYANT & COMPANY
BOTH
Issued 07/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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