Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johanson is a financial advisor at Allworth Financial, LP. David has been in the financial services industry since 1987 and has experience in financial planning, portfolio management, and pension consulting. David is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with the state of California. David also holds the Series 6, 7, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/01/2022 - Present
Allworth Financial, LP (CAMPBELL CA)
CA
01/04/2010 - 01/31/2022
APW CAPITAL, INC. (Campbell CA)
CA
06/10/2003 - 01/04/2010
LPL FINANCIAL CORPORATION (CAMPBELL CA)
CO
06/08/1998 - 06/16/2003
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CA
02/11/1998 - 06/17/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CO
04/18/1991 - 02/20/1998
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
AZ
06/01/1995 - 06/22/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
OR
02/27/1989 - 03/13/1991
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
07/29/1987 - 02/25/1989
AGFC INVESTMENT SECURITIES
BC
Issued 10/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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