Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Darlington is a financial advisor with Northwestern Mutual Investment Services, LLC, working from the Lincoln office in Nebraska. David has been in the financial services industry since February 1997 and holds both Series 6 and Series 7 licenses, as well as the Series 63 and Series 66. He has worked with Northwestern Mutual in various capacities since 1996 and has been registered as an investment advisor representative in Nebraska since March 2009. David is a CERTIFIED FINANCIAL PLANNER™ professional and is registered as an investment advisor representative in 33 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NE
03/20/2009 - Present
Northwestern Mutual Investment Services, LLC (LINCOLN NE)
WI
02/12/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 08/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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