Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Leiner is an investment professional with over 20 years of experience in the financial services industry. David is currently registered with Celadon Financial Group LLC. David has held previous registrations with a variety of firms, including Alternative Execution Group, J.H. Darbie & Co., Inc., Legend Securities, Inc., Quasar Trading, LLC, Legend Trading, LLC, Thinkorswim, Inc., Assent LLC, Titan Trading Services, LLC, and Andover Brokerage, L.L.C. David has a strong background in securities trading, investment banking, and operations. David holds a variety of industry licenses, including Series 7, 24, 26, 55, 57TO, 79TO, 99TO, and SIE. David is a licensed investment advisor in Florida, Nevada, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2019 - Present
Celadon Financial Group LLC (Brooklyn NY)
NY
12/18/2018 - 04/02/2019
ALTERNATIVE EXECUTION GROUP (Brooklyn NY)
NY
12/07/2016 - 12/14/2018
J.H. DARBIE & CO., INC. (brooklyn NY)
NY
10/29/2008 - 12/02/2016
LEGEND SECURITIES, INC. (BKLYN NY)
PR
08/21/2013 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NY
10/22/2009 - 02/01/2013
LEGEND TRADING, LLC (NEW YORK NY)
IL
03/07/2006 - 03/12/2009
THINKORSWIM, INC. (CHICAGO IL)
NY
03/03/2003 - 09/04/2007
ASSENT LLC (BROOKLYN NY)
IL
11/19/2002 - 03/31/2006
TITAN TRADING SERVICES, LLC (CHICAGO IL)
NY
10/27/1999 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 06/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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