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David Lee Swanson

Highpoint Planning Partners

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About David Lee Swanson

David Lee Swanson is a financial advisor with over 20 years of experience in the industry. David is a registered representative with FINRA and is licensed in multiple states. David is associated with Highpoint Planning Partners. David's primary area of expertise is providing financial planning and investment management services to individuals, families, and businesses. David is dedicated to helping clients achieve their financial goals.

Firm Information

David Swanson is currently registered with Highpoint Planning Partners. Highpoint Planning Partners is an investment advisory firm based in DOWNERS GROVE, IL. They manage approximately $3 billion in assets for 13,229 clients, including individuals, high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. They offer a wide range of financial planning and portfolio management services, including financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Their services are provided through a wrap fee program.
Highpoint Planning Partners

2651 WARRENVILLE ROAD

DOWNERS GROVE, IL 60515

$3.00B

Assets Under Management

823

Total Clients

94

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Swanson’s Registration & Firm History

IL

11/18/2021 - Present

Highpoint Planning Partners (NAPERVILLE IL)

IL

12/07/2007 - 08/02/2013

FIFTH THIRD SECURITIES, INC. (ORLAND PARK IL)

IL

04/11/2002 - 12/11/2007

LASALLE FINANCIAL SERVICES, INC. (NAPERVILLE IL)

NY

12/07/2001 - 01/15/2002

AXA ADVISORS, LLC (NEW YORK NY)

NY

03/08/2000 - 08/20/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/24/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Lee Swanson.
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