Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Shafranek is an investment advisor representative registered with Prospera Financial Services, Inc. David has been in the securities industry since October 1997. David is currently licensed in Alabama, California, Connecticut, Florida, Georgia, New Jersey, New York, Pennsylvania, Puerto Rico and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
NY
04/17/2015 - Present
Prospera Financial Services, Inc. (White Plains NY)
NY
05/29/2007 - 04/03/2014
CITIGROUP GLOBAL MARKETS INC. (BRONX NY)
NY
05/25/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (BRONX NY)
IL
02/12/2003 - 04/30/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
12/01/1999 - 01/29/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/08/1998 - 11/19/1999
MAY, DAVIS GROUP INC. (NEW YORK NY)
NY
01/07/1998 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
08/25/1997 - 12/31/1997
FIRST UNITED EQUITIES CORPORATION (NEW YORK NY)
IA
Issued 12/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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