Unclaimed
David Lee Ruff is a financial advisor at Advisors Capital Management, LLC. David has been in the industry since 1989 and has experience in a variety of financial services. David's expertise includes portfolio management, financial planning, and pension consulting. David is also a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/01/2025 - Present
Advisors Capital Management, LLC (RIDGEWOOD NJ)
CA
10/07/2008 - 10/12/2018
ALPS DISTRIBUTORS, INC. (San Francisco CA)
PA
10/23/2006 - 09/15/2008
MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)
CA
11/02/1989 - 06/12/2003
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
AZ
07/27/1989 - 11/06/1989
LEXINGTON MANAGEMENT CORPORATION (SCOTTSDALE AZ)
BC
Issued 12/01/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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