Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paxton is an investment advisor with Morgan Stanley and is registered in 55 states. David Paxton has been in the financial services industry for over 2 years. David Paxton has a Series 66, Series 7TO, and a SIE exam license. David Paxton specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies. David Paxton has been registered with Morgan Stanley since September 2023. Prior to that, David Paxton was registered with RBC Capital Markets, LLC from August 2022 to September 2023 and D.A. Davidson & Co. from October 2021 to August 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
HI
09/14/2023 - Present
Morgan Stanley (Honolulu HI)
WA
08/04/2022 - 09/20/2023
RBC CAPITAL MARKETS, LLC (SEATTLE WA)
WA
10/06/2021 - 08/02/2022
D.A. DAVIDSON & CO. (EVERETT WA)
BOTH
Issued 03/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Paxton is the right advisor for you? Invested Better is here to help.
