Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miller is a financial advisor with LPL Financial LLC based in Lubbock, Texas. David has over 33 years of experience in the financial services industry. David is registered with the following states: Alabama, Florida, Illinois, New Mexico, and Texas. David has also earned several securities licenses, including the Series 6, 7, 24, 26 and 63. David is a highly experienced financial advisor with a strong commitment to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
02/13/2024 - Present
LPL Financial LLC (LUBBOCK TX)
TX
02/11/2004 - 02/15/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (LUBBOCK TX)
DE
11/23/1998 - 12/18/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MN
05/08/1990 - 09/01/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 08/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/15/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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