Invested Better
Unclaimed

Unclaimed

Unclaimed

David Lee Johnson

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Lee Johnson

David Lee Johnson is a financial advisor with over 20 years of experience in the financial services industry. David is currently registered with Pruco Securities, LLC. David has been registered with Pruco Securities, LLC since January 13, 2014. David holds Series 7, Series 63 and Series 65 licenses and has a SIE exam. David is registered with the following states: Colorado, Michigan, Minnesota, North Dakota, South Dakota and Wisconsin. David is a registered Investment Advisor and has a range of experience in financial planning and portfolio management. David is committed to providing clients with personalized financial advice and guidance.

Firm Information

David Johnson is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Johnson’s Registration & Firm History

MN

01/13/2014 - Present

Pruco Securities, LLC (BRAINERD MN)

Not sure if David Lee Johnson is right for you?

Licenses & Designations

IA

Issued 11/10/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Lee Johnson. Review regulatory record here.
Not sure if David Lee Johnson is right for you?