Invested Better
Unclaimed

Unclaimed

Unclaimed

David Lee Johnson

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Lee Johnson

David Johnson is a registered representative of Nylife Securities LLC in Tallahassee, Florida, with over 20 years of experience in the financial industry. David's career began in 1998 and he has held various positions with firms such as Wachovia Securities, LLC, First Union Brokerage Services, Inc., and Hancock Investment Services, Inc., before joining Nylife Securities LLC in 2019. David holds the Series 6, Series 63 and SIE licenses. David's dedication to providing clients with personalized financial advice is reflected in his commitment to understanding each client's unique goals and aspirations.

Firm Information

David Johnson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Johnson’s Registration & Firm History

FL

02/13/2019 - Present

Nylife Securities LLC (TALLAHASSEE FL)

FL

06/11/2008 - 01/04/2010

HANCOCK INVESTMENT SERVICES, INC. (TALLAHASSEE FL)

FL

10/01/2000 - 07/13/2006

WACHOVIA SECURITIES, LLC (TALLAHASSEE FL)

NC

10/26/1999 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

GA

01/14/1998 - 10/08/1999

PFS INVESTMENTS INC. (DULUTH GA)

Not sure if David Lee Johnson is right for you?

Licenses & Designations

BC

Issued 05/23/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/13/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Lee Johnson.
Not sure if David Lee Johnson is right for you?