Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lee Harris is a financial advisor in Lexington, Kentucky. David has been working in the financial services industry since 1983 and has experience with MCF Advisors, LLC, NFP Securities, Inc., FSC Securities Corporation, Raymond James Financial Services, Inc., MML Investors Services, Inc., and others. David is licensed to offer investment advice in Kentucky, Ohio, and Texas. David specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
01/05/2017 - Present
MCF Advisors, LLC (Lexington KY)
KY
04/17/2006 - 12/31/2008
NFP SECURITIES, INC. (COVINGTON KY)
KY
07/15/2003 - 04/18/2006
FSC SECURITIES CORPORATION (COVINGTON KY)
FL
01/17/2003 - 06/20/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MA
12/18/1989 - 12/08/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
08/12/1994 - 12/14/1995
MANEQUITY, INC. (BOSTON MA)
NY
11/19/1985 - 01/04/1990
INTEGRATED RESOURCES MARKETING, INC. (NEW YORK NY)
AZ
11/19/1989 - 01/01/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
07/10/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/08/1984 - 01/14/1985
SHANNON BROOK FARMS, INC.
BOTH
Issued 01/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/21/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/05/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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