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David Lee Frohlichstein

Ausdal Financial Partners, Inc.

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About David Lee Frohlichstein

David Frohlichstein is a financial advisor with Ausdal Financial Partners, Inc. based in Downers Grove, Illinois. David has been in the financial services industry since 1987 and has experience in providing financial planning, portfolio management, and investment advisory services to individuals, high net worth individuals, corporations, and charitable organizations. David is a Certified Financial Planner and holds Series 7 and Series 63 licenses. He is registered with the state of Illinois and other states to provide investment advisory services.

Firm Information

David Frohlichstein is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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David Frohlichstein’s Registration & Firm History

IL

01/02/2020 - Present

Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)

IL

10/27/1987 - 08/19/2009

WATERSTONE FINANCIAL GROUP, INC. (GENEVA IL)

CA

02/24/1987 - 10/07/1987

TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/17/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Lee Frohlichstein. Review regulatory record here.
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