Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lee Collins is a financial advisor with over 18 years of experience in the industry. David has a wide range of experience, having worked for firms such as FBR Capital Markets & Co. and Stifel, Nicolaus & Company, Inc.. Currently, David is a registered representative at Keefe, Bruyette & Woods, Inc. David is licensed to provide securities advice in all 50 states and holds several professional licenses, including Series 7, Series 63, Series 79TO and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2021 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
VA
08/11/2004 - 01/14/2016
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
BC
Issued 08/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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