Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Capell has been in the financial industry since January 12, 2000. David Capell is currently registered with T3 Trading Group, LLC. David Capell has been with T3 Trading Group, LLC since April 25, 2018. David Capell has previously been registered with HOLD BROTHERS CAPITAL LLC, HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C., ASSENT LLC and KNIGHT SECURITIES, L.P. David Capell holds the following securities licenses: Series 63, Series 57TO, SIE, Series 55, Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/25/2018 - Present
T3 Trading Group, LLC (Matawan NJ)
NY
03/05/2012 - 05/14/2018
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NJ
06/09/2010 - 10/11/2012
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (FREEHOLD NJ)
NJ
03/28/2003 - 06/09/2010
ASSENT LLC (EDISON NJ)
NJ
12/23/1999 - 03/06/2003
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
BC
Issued 01/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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