Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lee Brown has been in the industry since 1992. David is currently registered with Stonex Advisors Inc. David is also registered with the following states: Florida, Kentucky and Ohio. David has a total of 3 product exams, 1 principal exam and 1 state exam. David is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
01/30/2015 - Present
Stonex Advisors Inc. (Ft. Wright KY)
OH
05/19/2003 - 09/12/2014
WRP INVESTMENTS, INC. (CINCINNATI OH)
NJ
06/01/2000 - 05/20/2003
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
FL
12/13/1996 - 06/02/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
RI
08/25/1993 - 11/21/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
06/25/1992 - 08/06/1993
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
IN
01/03/1990 - 07/05/1990
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
GA
01/07/1988 - 10/26/1988
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 10/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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