Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lee Bolick is a financial advisor with over 25 years of experience in the industry. David is a registered representative of Independent Advisor Alliance, LLC. David holds a Series 6, 7, 63, and 66 licenses. David is also a registered investment advisor representative in North Carolina and Virginia. David's firm, Independent Advisor Alliance, LLC, is a registered investment advisor with over $1 billion in assets under management. David specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/11/2022 - Present
Independent Advisor Alliance, LLC (Salisbury NC)
NC
07/29/2002 - 05/19/2016
CETERA ADVISOR NETWORKS LLC (SALISBURY NC)
NY
03/29/2002 - 07/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
08/16/2001 - 01/08/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SC
01/06/1999 - 08/02/2001
W.C. SMITH & COMPANY, INC. (GREENVILLE SC)
CA
06/01/1996 - 12/31/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
05/09/1996 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
BOTH
Issued 04/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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