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David Lee Blum

Nicol Investors Corp.

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About David Lee Blum

David Blum is a financial professional with over 30 years of experience in the industry. David is currently registered with Nicol Investors Corp. in Illinois and Missouri. David has a Series 6 and Series 63 license. David has previously worked for several other firms including InterVest International Equities Corporation, Richard B. Vance & Company, Cardinal Investments, Inc., Walnut Street Securities, Inc., Brownstone Capital Corp., and First American National Securities, Inc.

Firm Information

David Blum is currently registered with Nicol Investors Corp.. Nicol Investors Corp. is a Corporation formed in August 2002. It is approved and registered in 27 states and holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Blum’s Registration & Firm History

IL

01/08/2003 - Present

Nicol Investors Corp. (GRANITE CITY IL)

CO

12/20/2001 - 11/05/2002

INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)

IL

11/05/1997 - 12/20/2001

RICHARD B. VANCE & COMPANY (JOLIET IL)

IL

03/02/1995 - 11/11/1997

CARDINAL INVESTMENTS, INC. (BELLEVILLE IL)

CA

11/13/1991 - 03/02/1995

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

03/27/1991 - 11/23/1991

BROWNSTONE CAPITAL CORP. (NEW YORK NY)

GA

02/23/1987 - 03/16/1991

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 02/20/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Lee Blum.
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