Unclaimed
David Blum is a financial professional with over 30 years of experience in the industry. David is currently registered with Nicol Investors Corp. in Illinois and Missouri. David has a Series 6 and Series 63 license. David has previously worked for several other firms including InterVest International Equities Corporation, Richard B. Vance & Company, Cardinal Investments, Inc., Walnut Street Securities, Inc., Brownstone Capital Corp., and First American National Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/08/2003 - Present
Nicol Investors Corp. (GRANITE CITY IL)
CO
12/20/2001 - 11/05/2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
IL
11/05/1997 - 12/20/2001
RICHARD B. VANCE & COMPANY (JOLIET IL)
IL
03/02/1995 - 11/11/1997
CARDINAL INVESTMENTS, INC. (BELLEVILLE IL)
CA
11/13/1991 - 03/02/1995
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
03/27/1991 - 11/23/1991
BROWNSTONE CAPITAL CORP. (NEW YORK NY)
GA
02/23/1987 - 03/16/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 02/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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