Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Berman has been in the financial services industry since 1988. David is a Registered Representative of Kestra Investment Services, LLC and an Investment Advisor Representative of Kestra Advisory Services, LLC. David is a Certified Financial Planner and Chartered Financial Consultant. David's primary focus is on providing financial advice and wealth management services to individuals, families, and businesses. David is licensed to provide investment advice and securities trading services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
07/26/2023 - Present
Kestra Advisory Services, LLC (TIMONIUM MD)
NY
05/03/1999 - 01/17/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
05/16/1991 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
09/22/1988 - 05/20/1991
HOME LIFE INSURANCE COMPANY
CT
09/22/1988 - 05/20/1991
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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