Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Baumgardner is a registered representative with Alliance-ONE Investments, LLC. David has been in the financial industry since April 15, 2002. David has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6). David previously worked for MetLife Investors Distribution Company, New England Securities and MetLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
10/31/2019 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
IA
12/11/2004 - 10/31/2019
METLIFE INVESTORS DISTRIBUTION COMPANY (West Des Moines IA)
IA
07/28/2006 - 06/26/2014
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
MA
11/23/2010 - 07/11/2012
METLIFE SECURITIES INC. (SPRINGFIELD MA)
CA
04/15/2002 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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