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David Lee Abrams

Brean Capital, LLC

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About David Lee Abrams

David Lee Abrams is a financial advisor registered with Brean Capital, LLC. David has over 30 years of experience in the financial services industry, having previously worked at firms such as CRT Capital Group LLC, Sandler, O’Neill & Partners, L.P., and J.P. Morgan Securities Inc. He is licensed to offer investment advice in multiple states, including California, Colorado, Connecticut, Florida, Georgia, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Virginia, and Washington. David is a Series 7, Series 24, Series 3 and SIE-licensed professional.

Firm Information

David Abrams is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Abrams’s Registration & Firm History

NY

04/01/2015 - Present

Brean Capital, LLC (NEW YORK NY)

NY

11/02/2010 - 04/07/2014

CRT CAPITAL GROUP LLC (NEW YORK NY)

NY

03/10/2009 - 10/19/2010

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NY

10/01/2008 - 03/06/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/12/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/13/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

06/20/1996 - 05/19/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

10/19/1988 - 06/25/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/25/1987 - 06/25/1996

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2011

Series 3 - National Commodity Futures Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Lee Abrams.
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