Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lee is a registered representative and investment advisor representative with Citigroup Global Markets Inc. David Lee has over 10 years of experience in the financial services industry. David Lee has passed the Series 6, 7, and 63 exams as well as the SIE and Series 65 exams. David Lee specializes in providing financial planning, investment management, and asset allocation advice to individuals, families, and businesses. Prior to joining Citigroup Global Markets Inc., David Lee was registered with J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, M&T Securities, Inc., HSBC Securities (USA) Inc., and David Lerner Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/26/2022 - Present
Citigroup Global Markets Inc. (Wantagh NY)
NY
09/08/2022 - 09/24/2022
J.P. MORGAN SECURITIES LLC (MASSAPEQUA NY)
NY
04/22/2022 - 08/30/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
06/09/2021 - 03/03/2022
LPL FINANCIAL LLC (FARMINGDALE NY)
NY
03/02/2021 - 06/09/2021
M&T SECURITIES, INC. (FARMINGDALE NY)
NY
04/24/2015 - 01/25/2021
HSBC SECURITIES (USA) INC. (FRANKLIN SQUARE NY)
NY
05/10/2014 - 04/20/2015
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
01/11/2013 - 04/02/2014
NYLIFE SECURITIES LLC (MELVILLE NY)
IA
Issued 06/01/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Lee is the right advisor for you? Invested Better is here to help.
