Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lee is an experienced investment professional with a proven track record in the securities industry. David holds a variety of licenses and qualifications including a Series 7, Series 63, and Series 79, which demonstrate a deep understanding of the financial markets. David has worked at Deutsche Bank Securities Inc. and is currently registered with Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/08/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/22/2019 - 12/14/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/13/2011 - 08/16/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 05/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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