Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lederman is a securities professional with over 14 years of experience in the financial industry. David is currently registered with Chardan Capital Markets LLC and holds a Series 7, Series 24, Series 63, Series 79, and SIE licenses. David has previously worked at Morgan Stanley & Co. LLC. David has a proven track record of success in the financial industry, with a focus on investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2017 - Present
Chardan Capital Markets LLC (NEW YORK NY)
NY
08/06/2010 - 05/26/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/01/2008 - 02/17/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 03/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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