Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawrence Zoll is a financial advisor with over 35 years of experience in the industry. David currently works for Hightower Advisors, LLC and is registered as an Investment Advisor Representative (IAR) in New Jersey and New York. David has held positions with several other financial institutions, including Fieldpoint Private Securities, LLC, Barclays Capital Inc., UBS Financial Services Inc. and Shearson Lehman Hutton Inc. David is also a co-founder and vice president of ParentGiving, Inc, an internet-based elder care products and services company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
03/18/2021 - Present
Hightower Advisors, LLC (CHICAGO IL)
NY
06/25/2012 - 05/03/2019
FIELDPOINT PRIVATE SECURITIES, LLC (NEW YORK NY)
NY
03/30/2009 - 07/03/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NJ
08/01/1989 - 04/12/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/15/1988 - 08/22/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/23/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/13/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1998
Series 15 - Foreign Currency Options Examination
BC
Issued 05/02/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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