Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Williams is a financial advisor at Prospera Financial Services, Inc. David has over 40 years of experience in the financial services industry. David is a registered representative with FINRA and is licensed to sell securities in Pennsylvania, Texas and Virginia. David has a wide range of experience in providing financial advice to individuals, families, and businesses. David is dedicated to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
01/07/2020 - Present
Prospera Financial Services, Inc. (DALLAS TX)
MO
11/11/2016 - 09/05/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/01/1999 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
12/12/1988 - 02/01/1999
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
05/07/1984 - 12/13/1988
BUTCHER & SINGER INC.
NA
03/23/1981 - 05/03/1984
JANNEY MONTGOMERY SCOTT INC.
BC
Issued 04/09/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/22/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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