Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawrence Thomas is a financial advisor with over 15 years of experience in the financial services industry. David has worked at National Financial Services LLC since 2011 and previously worked at Fidelity Brokerage Services LLC. David is a licensed Series 7, Series 24 and Series 63 registered representative. David specializes in providing investment advice and financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/16/2011 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/27/2006 - 11/02/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 02/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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