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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Steinberg is an investment advisor representative at Empower Advisory Group, LLC. David Steinberg has been in the industry since 2001 and has held previous positions at T. Rowe Price Investment Services, Inc., Mercer Allied Company, L.P., UBS Financial Services Inc., Phoenix Equity Planning Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. David Steinberg specializes in providing financial planning and portfolio management services to individuals, corporations, and charitable organizations. David Steinberg holds a Series 63, 66, 24, 26, SIE, and 7 license. David Steinberg is registered with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/28/2022 - Present
Empower Advisory Group, LLC (Monument CO)
CO
01/30/2019 - 03/24/2022
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
NY
04/29/2008 - 06/12/2018
MERCER ALLIED COMPANY, L.P. (ALBANY NY)
NY
11/09/2005 - 08/16/2006
UBS FINANCIAL SERVICES INC. (ALBANY NY)
CT
06/08/1999 - 10/22/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
MN
10/20/1998 - 01/29/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/20/1998 - 01/29/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/24/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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