Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sachs is a financial advisor with over 20 years of experience in the industry. David has a broad range of experience, having worked with several leading firms including Barclays Capital Inc., RBC Capital Markets Corporation, and Stifel, Nicolaus & Company, Incorporated. David currently works with KPG Capital Partners, LLC. He holds a Series 3, Series 7, Series 55, Series 63, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/25/2022 - Present
KPG Capital Partners, LLC (PARK CITY UT)
NY
12/04/2015 - 02/14/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
08/05/2014 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/26/2010 - 08/04/2014
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/30/2009 - 04/15/2010
MERLIN SECURITIES, LLC (NEW YORK NY)
NY
02/29/2008 - 06/26/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
01/02/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/17/2006 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
CT
02/20/2003 - 01/11/2006
JEFFERIES & COMPANY, INC. (STAMFORD CT)
NY
01/08/1999 - 08/19/1999
AEGIS CAPITAL CORP. (NEW YORK NY)
LA
01/22/1996 - 09/28/1998
JOHNSON RICE & COMPANY L.L.C. (NEW ORLEANS LA)
NY
03/22/1993 - 02/22/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 08/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2021
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Sachs is the right advisor for you? Invested Better is here to help.
