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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawrence Russell is a financial advisor with over 35 years of experience in the financial services industry. David Russell is currently registered with LPL Financial LLC and has previously worked with several other firms, including Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David Russell holds Series 63, 65, 7 and 24 licenses and specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions. David Russell is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/18/2020 - Present
LPL Financial LLC (WILLIAMSVILLE NY)
NY
02/18/2009 - 02/19/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BUFFALO NY)
NY
12/05/1996 - 02/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILLIAMSVILLE NY)
NY
07/31/1993 - 11/27/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
06/23/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/02/1986 - 06/15/1993
A. G. EDWARDS & SONS, INC.
MO
02/08/1985 - 06/15/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
06/24/1985 - 05/06/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/26/1984 - 12/06/1984
VANTAGE SECURITIES OF COLORADO, INC.
IA
Issued 02/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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