Unclaimed
David Rand is a financial advisor with Ceros Financial Services, Inc. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, Series 79TO and SIE licenses. David's firm, Ceros Financial Services, Inc., has an office located in Rockville, MD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/18/2023 - Present
Ceros Financial Services, Inc. (ROCKVILLE MD)
BC
Issued 09/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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