Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawrence Pollack is a financial advisor with over 40 years of experience in the industry. Pollack is currently registered with Wells Fargo Clearing Services, LLC in Frontenac, Missouri. He has a strong track record of providing financial advice to a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. Pollack is dedicated to helping clients achieve their financial goals through personalized financial planning, investment management, and retirement planning. His previous experience includes working for A. G. EDWARDS & SONS, INC. and E. F. HUTTON & COMPANY INC. Pollack holds various licenses including Series 7, Series 5 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/24/2024 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
MO
01/25/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
01/19/1981 - 01/25/1985
E. F. HUTTON & COMPANY INC
BC
Issued 02/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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