Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pollack has been working in the financial services industry since May 24, 1997. David is currently registered with Empower Financial Services, Inc., where they have been since September 22, 2000. Prior to this, David was with U.S. BANCORP INVESTMENTS, INC. from March 8, 2000 to September 12, 2000. David has experience in various financial services companies including Invesco Distributors, Inc. and MONY SECURITIES CORP. David is licensed to sell securities in all 50 states, the District of Columbia and Puerto Rico. David has passed the Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/22/2000 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MN
03/08/2000 - 09/12/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
TX
12/22/1995 - 03/25/1998
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
04/13/1995 - 10/31/1995
MONY SECURITIES CORP. (NEW YORK NY)
BC
Issued 05/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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