Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Givnish is a financial advisor at LPL Financial LLC in CAREFREE, AZ. David has been a registered representative for over 29 years. David has a Series 7, Series 6, Series 63 and Series 65. David has previously worked at NATIONAL PLANNING CORPORATION, SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., FSC SECURITIES CORPORATION, HARTFORD EQUITY SALES COMPANY INC. and AETNA INVESTMENT SERVICES, INC. David offers a variety of financial services, including financial planning, portfolio management for individuals, portfolio management for businesses, educational seminars, selection of other advisors, consulting and other non-discretionary advisory services, and pension consulting. David also offers fixed insurance sales - Life, LTC, Health through David Givnish, CLU. LPL Financial LLC is a registered investment advisor with over 1900,000 accounts and more than $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
11/29/2017 - Present
LPL Financial LLC (CAREFREE AZ)
AZ
10/08/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (SCOTTSDALE AZ)
AZ
10/31/2005 - 10/09/2013
SAGEPOINT FINANCIAL, INC. (MESA AZ)
AZ
04/24/2000 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
11/02/1999 - 04/11/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
CT
03/14/1996 - 11/04/1999
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
01/01/1994 - 01/12/1996
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 02/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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