Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Friedman is a financial advisor with The Klein Group, LLC in New York, NY. He has been in the industry since 1997 and has a wide range of experience in the financial services industry. David is a Series 7, 24, 63, and 79 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2013 - Present
THE Klein Group, LLC (New York NY)
NY
02/22/1995 - 02/10/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 07/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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