Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawrence Fishman is a financial advisor with over 30 years of experience in the industry. He is currently registered with Fortune Financial Services, Inc. and has held previous registrations with Transamerica Financial Advisors, Inc., New England Securities, Cadaret, Grant & Co., Inc., AIG Equity Sales Corp., MML Investors Services, Inc., and G. R. Phelps & Co., Inc. David has a Series 6, Series 63 and SIE license. David is licensed to provide investment advice in Idaho and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
01/02/2015 - Present
Fortune Financial Services, Inc. (Grand Rapids MI)
MI
08/10/2010 - 12/31/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (GRAND RAPIDS MI)
MI
12/22/1998 - 08/16/2010
NEW ENGLAND SECURITIES (GRAND RAPIDS MI)
NY
01/02/1998 - 01/04/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
10/01/1997 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
MA
03/01/1996 - 10/01/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/12/1992 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 11/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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