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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dosik is an active investment advisor representative with Cetera Investment Advisers LLC. David has been in the industry since October 1990 and has held several previous roles with firms such as BrokersXpress LLC, Financial West Group, and ABN AMRO Financial Services, Inc. David has a strong background in financial services and has worked with a variety of clients including high-net-worth individuals, corporations, and pension plans.
NORTHBROOK, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
09/16/2024 - Present
Cetera Investment Advisers LLC (NORTHBROOK IL)
IL
12/04/2007 - 08/06/2012
BROKERSXPRESS LLC (NORTHBROOK IL)
IL
03/04/2002 - 12/03/2007
FINANCIAL WEST GROUP (NORTHBROOK IL)
IL
09/25/2001 - 11/14/2001
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
09/05/1997 - 11/30/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
02/03/1997 - 09/05/1997
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
06/19/1995 - 01/31/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
02/09/1995 - 07/14/1995
FIRST CHICAGO INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
10/10/1994 - 02/02/1995
HAMILTON INVESTMENTS, INC.
CA
04/24/1992 - 10/10/1994
FN INVESTMENT CENTER (SACRAMENTO CA)
NJ
04/25/1990 - 04/24/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/22/1989 - 05/10/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 5/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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