Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawrence Dewind is a financial advisor with over 40 years of experience in the industry. David has been a registered representative with Sage, Rutty & CO., Inc. since 2012. David is also a registered Investment Advisor Representative in the state of New York. David has a wide range of experience in the financial services industry, including working with individuals, corporations, and charitable organizations. David has a strong track record of success in helping clients reach their financial goals. Prior to joining Sage, Rutty & CO., Inc., David worked at Brighton Securities Corp., Royce Park Investments, Inc., J. W. Gant & Associates, Inc., Kobrin Securities, Inc., and First Jersey Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/18/2021 - Present
Sage, Rutty & CO., Inc. (ROCHESTER NY)
NY
08/28/1990 - 01/09/2012
BRIGHTON SECURITIES CORP. (ROCHESTER NY)
NA
12/09/1986 - 08/31/1990
ROYCE PARK INVESTMENTS, INC.
NA
11/06/1984 - 12/19/1986
J. W. GANT & ASSOCIATES, INC.
NA
03/09/1984 - 11/09/1984
KOBRIN SECURITIES, INC.
NA
05/24/1982 - 02/21/1984
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 06/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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