Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Austin is a financial advisor with over 20 years of experience in the industry. David is currently registered with Farmers Financial Solutions, LLC in Minnesota. David is a Series 6, 7, 24, 52, 53, and 63 licensed professional. David has also passed the SIE and Series 65 examinations. David has held previous positions at MML Investors Services, LLC, PFS Investments Inc., and MONY Securities Corp. David has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/12/2020 - Present
Farmers Financial Solutions, LLC (MINNETONKA MN)
MN
12/19/2002 - 02/11/2020
MML INVESTORS SERVICES, LLC (Plymouth MN)
GA
03/29/1996 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
NY
02/21/1994 - 05/11/1994
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 10/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Austin is the right advisor for you? Invested Better is here to help.
