Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawless is a financial advisor with D.a. Davidson & Co. located in SALT LAKE CITY, UT. David has over 5 years of experience in the financial industry and is registered to offer investment advice in Utah. David specializes in a variety of financial services including financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors. Previously, David has worked with RBC Capital Markets, LLC, Wells Fargo Securities, LLC, Columbia West Capital, LLC and Duff & Phelps Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
12/06/2021 - Present
D.a. Davidson & Co. (SALT LAKE CITY UT)
CA
04/20/2018 - 12/27/2018
RBC CAPITAL MARKETS, LLC (CENTURY CITY CA)
CA
04/11/2017 - 05/10/2018
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
AZ
04/15/2016 - 03/17/2017
COLUMBIA WEST CAPITAL, LLC (SCOTTSDALE AZ)
CA
12/18/2014 - 03/18/2016
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
BC
Issued 12/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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