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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lau is an investment advisor representative with Consolidated Portfolio Review Corp. David has been in the industry for over 20 years and has a Series 7, Series 31, Series 63, and Series 65 licenses. David provides investment advisory services for individuals, corporations, businesses, and pooled investment vehicles. David specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. David previously worked for Morgan Stanley and Gladstone Wealth Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/28/2023 - Present
Consolidated Portfolio Review Corp. (Santa Rosa CA)
CA
06/01/2009 - 04/01/2021
MORGAN STANLEY (SANTA ROSA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA ROSA CA)
CA
09/05/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA ROSA CA)
IA
Issued 10/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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