Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Latham Oxley is a registered representative with Hilltop Securities Inc. David has been in the securities industry since 1997 and has held prior positions with firms such as Stonex Financial Inc., Cantor Fitzgerald & Co., D.A. Davidson & Co., Stephens, ICBA Securities, Vining Sparks, NBC Capital Markets Group, and Morgan Keegan & Company, Inc. David holds licenses for Series 7, 63, 72, and SIE exams. David is registered to sell securities in all 50 states and the District of Columbia. David specializes in a variety of investment products including investment advisory services, financial planning, educational seminars, publication of periodicals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TN
02/28/2023 - Present
Hilltop Securities Inc. (Memphis TN)
FL
06/15/2022 - 02/09/2023
STONEX FINANCIAL INC. (WINTER PARK FL)
TN
02/11/2019 - 06/09/2022
CANTOR FITZGERALD & CO. (MEMPHIS TN)
TN
08/01/2016 - 02/08/2019
D.A. DAVIDSON & CO. (Memphis TN)
TN
07/15/2004 - 05/26/2016
STEPHENS (MEMPHIS TN)
TN
05/13/2002 - 07/13/2004
ICBA SECURITIES (MEMPHIS TN)
TN
05/13/2002 - 07/13/2004
VINING SPARKS (MEMPHIS TN)
TN
12/23/1996 - 05/08/2002
NBC CAPITAL MARKETS GROUP (MEMPHIS TN)
TN
09/25/1996 - 11/18/1996
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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