Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lara is a financial professional with over 30 years of experience in the industry. David is currently registered with Bbva Securities Inc. in New York, NY. David has previously held positions at Cowen and Company, CRT Capital Group LLC, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. David holds a Series 3, 7, 24, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2017 - Present
Bbva Securities Inc. (NEW YORK NY)
CT
05/09/2016 - 05/31/2017
COWEN AND COMPANY (Stamford CT)
CT
05/15/2015 - 05/11/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
06/07/1999 - 02/03/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/08/1992 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
05/23/1989 - 08/11/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
11/25/1987 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 09/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure David Lara is the right advisor for you? Invested Better is here to help.
