Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lanshe is a financial advisor who has been in the industry since 1986. David is currently registered with J.P. Morgan Securities LLC and has previously worked at other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Wachovia Securities, LLC, UBS Financial Services Inc., SunTrust Capital Markets, Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Thomson McKinnon Securities Inc., Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. David is licensed to provide investment advice in a number of states and is a Series 7, Series 3, Series 10, Series 9, and Series 65 licensed representative. David is a registered investment adviser representative in the state of California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/02/2014 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO, CA)
CA
10/23/2009 - 09/15/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
VA
09/04/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
10/16/2006 - 09/04/2007
WACHOVIA SECURITIES, LLC (RICHMOND VA)
CA
05/19/2005 - 10/31/2006
UBS FINANCIAL SERVICES INC. (SANTA ROSA CA)
GA
07/01/2002 - 06/15/2004
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
01/13/2001 - 07/11/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
09/13/1989 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
05/09/1988 - 08/07/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
05/14/1988 - 07/11/1988
SHEARSON LEHMAN HUTTON INC.
NA
09/24/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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