Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Langley Higgins is a financial professional with over 30 years of experience in the industry. David is currently registered with UBS Financial Services Inc. and is located in Atlanta, GA. Prior to his current role, David held positions at Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, and Chase Manhattan Investment Services, Inc. David is licensed to provide investment advice in Georgia. David has a strong understanding of the financial markets and can provide comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
01/22/2009 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
11/07/2000 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
04/12/1993 - 11/17/2000
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IL
01/14/1991 - 04/23/1993
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
GA
08/26/1982 - 11/02/1990
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 06/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1985
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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